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Our Process

Independence is our most significant advantage over many financial professionals. Not tied to one provider or proprietary products, we are free to provide customized assistance. We are free to design the most suitable investment program using an array of investment offerings. We are permanently vested in our relationship with you and work to sustain your trust. No matter what your financial goals are, it all begins with a plan. 

A secure financial future doesn’t just happen. It requires thinking ahead, identifying your needs and goals, and developing a plan to pursue those goals. Once you have your plan in place, it’s just as important to monitor it regularly and make adjustments as your life changes and circumstances evolve. 

National Wealth Network can assist you with the plans, tools, and products to help get you where you want to be. The most brilliant move you can make is to start planning now while you have the time to potentially optimize your savings and earning potential. 

We Can Help Answer Your Questions

  • Can I retire early? 
  • Are my investments working hard enough? 
  • What’s a good approach for college savings? 
  • What are the elements of a sound estate strategy? 
  • Do I have enough life insurance for my family? 

Introductory Meeting

The first step of the planning process is to introduce ourselves to you! We want to make sure we are a good fit for each other, so we start by telling you about our firm and discuss what brought you to see us in the first place.  We will go over your objectives and priorities, short and long-term financial goals, and what is important to you.  At this point, we will gather information about you so that our team can help develop a plan; this will include a risk analysis profile questionnaire. 

Planning Development

After identifying your current financial situation and objectives, our team meets, and we analyze and develop a unique strategy for you. Since we do not have an allegiance to any specific investment or product, we research all the available possibilities to formulate a strategy that works best for your financial situation. Our research team is continuously reviewing market trends and investments so that we can develop a well-thought-out and executable plan just for you. We will discuss risk-reward, investment time horizon, and return expectations using the risk analysis profile questionnaire. The results of the risk analysis model will provide information that we will use to develop a suitable investment portfolio. A portfolio comprises investment asset categories that will provide you with an investment portfolio designed to help as you work toward your investment goals and objectives.  As fiduciaries, we will always put the best interest of our clients first. 

Presenting Recommendations

We will present the plan designed for you at our next meeting and review how it fits your objectives. We will review all investment recommendations in light of current market trends and explain what is involved in helping you pursue your next financial level. 

Whether your portfolio is designed for long-term capital appreciation or income generation, selecting the investments to build your portfolio is essential in developing a suitable investment strategy. Several alternatives may be discussed and explored as a part of this process, and we will help you determine which is ideal for your needs. Mutual Funds, Managed Accounts, Wrap Accounts, Individual Securities, Annuities, Insurance Products may all have a place in your portfolio. At this step in the process, we focus on your specific needs. 


If we feel that we are a good fit for each other and you would like to partner with us, we will move forward with your personalized plan. National Wealth Network prides itself on maintaining long-term relationships with our clients built on transparency and communication. We look forward to a long-lasting partnership with you! 

Ongoing Plan Review

Implementing your financial plan is only part of the process. You must constantly review your current plan to fit any changes or circumstances that may arise. Whether you deal with income changes, investment outcomes, personal or family changes, or reduced tolerance for risk, we can adjust your financial plan. Your relationship with us does not end once a project is implemented. We will be with you when changes occur because we understand that life happens. 

This step is, without a doubt, the most crucial step in the process. It's only in the review process that we have the opportunity not only to fine-tune your asset allocation, but to adjust your plan as life circumstances change, to incorporate newly found assets into your project, or simply to answer your questions. The importance of knowing just where you stand cannot be overemphasized! Avoiding surprises can not only keep you on the course but may help you understand your financial journey. 

How We Communicate with You 

  • Quarterly newsletters 
  • Website 
  • Regular mailings/FYI’s 
  • Periodic telephone conversations 
  • Annual face-to-face reviews in person or remote 
  • Online account access 
  • Consolidated quarterly performance statements (fee-based        management program only) 
  • Periodic seminars 

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